Approval of Accounts Receivable Documents
In most companies, approval of accounts receivable documents by the designated employees is required before the documents are processed in the accounting systems and paid. Approvals prevent, for example, invoices that were entered more than once, or payments of inaccurate or fraudulent invoices. Additionally, to maintain effective control over your cash flow, you can implement an approval workflow for cash returns and customer refunds.
The process of approving a customer document can be performed by one employee only or by multiple employees, depending on your company's review policy. When multiple employees are designated to approve a document, they can approve it either in parallel (that is, the documents are reviewed by multiple approvers at the same time), or in multiple successive stages (that is, once one employee has approved the document, it becomes available for approval by the next employee).
In this topic you will read about setting up an approval workflow for AR documents and processing documents with approval required.
Document Types to be Approved
- Customer refunds created on the Payments and Applications (AR302000) form
- Cash returns created on the Cash Sales (AR304000) form
- AR invoices, credit memos, and debit memos created on the Invoices and Memos (AR301000) form
- AR invoices generated from the Recurring Transactions (AR203500) form
- AR invoices generated from the Prepare Dunning Letters (AR521000) form
- AR invoices generated from the Run Contract Billing (CT501000) form
- AR invoices generated from the Bill Expense Claims (EP502000) form
- Credit memos generated from the Generate AR Tax Adjustments (AR504500) form
- AR invoices generated from the forms related to field services
- AR invoices generated from the forms related to projects
Configuration of Approval for Accounts Receivable Documents
- Make sure that the Approval Workflow feature is enabled on the Enable/Disable Features (CS100000) form.
- On the Assignment and Approval Maps (EP205000) form, create an approval map (or multiple maps, if needed) for the AR document types for which an approval process will be applied, as described in Approval Configuration: Approval Maps. For details, see Approval Configuration: General Information.
- On the Approval tab of the Accounts Receivable Preferences (AR101000) form, add a row to the table for each type of document that requires approval (Refund, Cash Return, Invoice, Credit Memo, or Debit Memo), and select the relevant approval map. Make sure the Active check box is selected for each row you have added.
- Optional: On the Notification Templates (SM204003) form, create a template that the system uses to generate notification emails for employees who are assigned to approve accounts receivable documents. Alternatively, you can select the AR Invoice predefined notification template in the Notification ID box in the Summary area of this form and update it, if necessary.
- Optional: If you have created a notification template, select it in the Pending Approval Notification column on the Approval tab of the Accounts Receivable Preferences form.
Once you have set up the approval process, accounts receivable documents that meet the conditions for approval cannot be released until they are approved by the assigned approvers. For step-by-step instructions, see To Set Up the Approval of AR Documents.
Processing AR Documents with Approvals Set Up
On the Invoices and Memos (AR301000) form, for a document of a document type that requires approval—that is, a document for which a relevant approval map is specified for the document type on the Approval tab of the Accounts Receivable Preferences (AR101000) form—approval of the document proceeds as follows:
- The document of this type is initially created with the On Hold status, even if the Hold Documents on Entry check box is cleared on the Accounts Receivable Preferences form.
- When you click Remove Hold on the form toolbar, if the conditions
configured in the approval map are met, the document's status changes to Pending
Approval. The document maintains this status until all approvers specified in the
approval map approve or reject the document. For details, see To Approve Invoices, Debit Memos, and Credit Memos.
If a notification template is specified for the applicable document type in the Pending Approval Notification column on the Approval tab of the Accounts Receivable Preferences form, a notification is sent to each approver.
- If the document was put on credit hold and has the Credit Hold status, you click Remove Credit Hold (under Approval) on the More menu to remove the credit hold for the document; the document's status returns to Pending Approval. For details, see Automatic Credit Verification: General Information.
- Each assigned approver either approves or rejects the document. If the entry of an
approval or rejection reason is set up, the approver enters a reason in the
Enter Reason dialog box, which is opened on the Invoices and Memos (AR301000) form. The processing continues as follows:
- Approved documents are assigned one of the following statuses depending on the
settings specified in the Data Entry Settings section on the
General tab of the Accounts Receivable Preferences form:
- Pending Print—if the Require Invoice/Memo Printing Before Release check box is selected
- Pending Email—if the Require Invoice/Memo Printing Before Release check box is cleared and the Require Invoice/Memo Emailing Before Release check box is selected
- Balanced—if both the Require Invoice/Memo Printing Before Release check box and Require Invoice/Memo Emailing Before Release check box are cleared
Then the processing of the document continues as usual according to the workflow described in AR Invoices: General Information.
- If a document is rejected, it is assigned the Rejected status. Rejected
documents can be put on hold for further editing, or they can be deleted or left in
the system.
Rejected documents appear in the following reports that show unreleased documents: AR Edit (AR611000) and AR Edit Detailed (AR610500).
- Approved documents are assigned one of the following statuses depending on the
settings specified in the Data Entry Settings section on the
General tab of the Accounts Receivable Preferences form: